Event

Adoption of Rule 13f-2 (short position reporting)

On 13 October 2023 the SEC adopted a rule making large investment managers report short positions each month; in 2025 it delayed compliance to 2028.

2 links, 2 backed by primary records

Connections 2

U.S. Securities and Exchange Commission adopted the rule on 13 October 2023; in December 2025 exempted filers until 2 January 2028 Primary record 1 2

Dodd-Frank Act Primary record 2
Section 929X of the Act required the SEC to make short sale data public at least monthly.

Timeline 1 date

Proof 2 sources

Order Granting Temporary Exemptive Relief From Compliance With Rule 13f-2 and Form SHO, and From Certain Aspects of Rule 10c-1a (90 FR 56813), Federal Register (Securities and Exchange Commission), 8 Dec 2025. Primary record
On October 13, 2023, the Securities Exchange Commission (“Commission”) adopted Rule 13f–2 and related Form SHO
the Commission is providing a temporary exemption, pursuant to Sections 13(f)(3) and 36(a)(1) of the Exchange Act, from compliance with Rule 13f–2 and Form SHO reporting until January 2, 2028.
Short Position and Short Activity Reporting by Institutional Investment Managers (final rule, 88 FR 75100), Federal Register (Securities and Exchange Commission), 1 Nov 2023. Primary record
The new rule and related form are designed to provide greater transparency through the publication of short sale-related data to investors and other market participants.
Section 929X of the DFA added section 13(f)(2) of the Exchange Act

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