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SEC: Existing Post-Employment Controls Could Be Further Strengthened
GAO report GAO-11-654 of July 2011, on SEC staff who move to regulated firms.
- Dates
- Jul 2011
- Also known as
- GAO-11-654
- The Watchdog20 scenes
- How are SEC: Existing Post-Employment Controls Could Be Further Strengthened and … connected?
What it found
SEC has not consistently documented this advice.
1
Connections 2
followed from
- Dodd-Frank Act Primary record 1
author
- U.S. Government Accountability Office Jul 2011 Primary record 1
Timeline 2 dates
- Jul 2011 SEC: Existing Post-Employment Controls Could Be Further Strengthened
- Jul 2011 U.S. Government Accountability Office authored SEC: Existing Post-Employment Controls Could Be Further Strengthened
Proof 1 source
-
Securities and Exchange Commission: Existing Post-Employment Controls Could Be Further Strengthened (GAO-11-654), U.S. Government Accountability Office, Jul 2011.
Primary record
Archived copy
SEC has not consistently documented this advice.
The Dodd-Frank Wall Street Reform and Consumer Protection Act required GAO to examine the movement of former SEC employees to regulated firms
Page history 1 change
- Add 55 stories, each checked against its sources96e92fe6
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