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Organization

SEC Office of Inspector General

Office inside the SEC that audits and investigates the agency’s own work.

5 links, 5 backed by primary records

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Also known as
SEC inspector general, SEC OIG

Connections 5

people who worked here

part of

authored

Timeline 3 dates
  1. 25 Sep 2008 SEC Office of Inspector General authored SEC’s Oversight of Bear Stearns and Related Entities: The Consolidated Supervised Entity Program
  2. 31 Aug 2009 SEC Office of Inspector General authored Investigation of Failure of the SEC to Uncover Bernard Madoff’s Ponzi Scheme
  3. 31 Mar 2010 SEC Office of Inspector General authored Investigation of the SEC’s Response to Concerns Regarding Robert Allen Stanford’s Alleged Ponzi Scheme
Proof 3 sources
  1. Oversight of the Securities and Exchange Commission’s Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve SEC Performance (Senate hearing, S. Hrg. 111-368), U.S. Senate, Committee on Banking, Housing, and Urban Affairs (via the Government Publishing Office), 10 Sep 2009. Primary record
    H. David Kotz, Esq., Inspector General, Securities and Exchange Commission
    On August 31, 2009, we issued to the SEC Chairman a comprehensive report of investigation in the Madoff matter containing over 450 pages of analysis.
  2. Oversight of the SEC Inspector General’s Report on the “Investigation of the SEC’s Response to Concerns Regarding Robert Allen Stanford’s Alleged Ponzi Scheme” and Improving SEC Performance (Senate hearing, S. Hrg. 111-818), U.S. Senate, Committee on Banking, Housing, and Urban Affairs (via the Government Publishing Office), 22 Sep 2010. Primary record
    STATEMENT OF H. DAVID KOTZ, INSPECTOR GENERAL
    On March 31, 2010, we issued to the Chairman of the SEC a comprehensive report of our investigation in the Stanford matter
  3. The Financial Crisis Inquiry Report (final report incl. dissenting statements), Financial Crisis Inquiry Commission. Primary record
    Securities and Exchange Commission, Office of Inspector General, “SECs Oversight of Bear Stearns and Related Entities: The Consolidated Supervised Entity Program,” Report No. 446-A, September 25, 2008
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