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Investment adviser registered with the SEC; a subsidiary of BlackRock, Inc.

BlackRock Advisors. Investment adviser registered with the SEC; a subsidiary of BlackRock, Inc.

20 Apr 2015

BlackRock Advisors settled with the U.S. Securities and Exchange Commission. $12M, failing to disclose a conflict of interest to clients and fund boards; without admitting or denying the findings.

24 Oct 2023

BlackRock Advisors settled with the U.S. Securities and Exchange Commission. $2.5M, failing to accurately describe a fund’s investment in its reports; without admitting or denying the findings.

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