The story of Robinhood Financial

Robinhood's broker-dealer for its customers' accounts.

5 scenes, drawn from sourced links. Scroll to play, or press Watch.

Oct 2013 –

Robinhood Financial. Robinhood’s broker-dealer for its customers’ accounts.

17 Dec 2020

Robinhood Financial, charged by the U.S. Securities and Exchange Commission. Misleading customers about revenue sources, and failing its duty of best execution. Robinhood Financial settled with the U.S. Securities and Exchange Commission. $65M, censured, without admitting or denying the SEC’s findings.

A charge is an accusation, not a finding of guilt.

30 Jun 2021

Robinhood Financial settled with the Financial Industry Regulatory Authority. $57M, censured and fined, without admitting or denying the findings.

FINRA also ordered it to pay $12,598,445.16 in restitution, plus interest, to customers.

4 sourced connections, each with its evidence. Open the explorer to follow any of them further, filter by lens, or move through time.

Drawn from the sourced links on Robinhood Financial. Change a link and this story changes with it.