The story of Vanguard Advisers
Investment adviser registered with the SEC; an indirect subsidiary of The Vanguard Group, Inc.
Vanguard Advisers. Investment adviser registered with the SEC; an indirect subsidiary of The Vanguard Group, Inc.
29 Aug 2025
Vanguard Advisers settled with the U.S. Securities and Exchange Commission. $19.5M, failing to adequately disclose conflicts of interest to prospective clients; without admitting or denying the findings.
Vanguard Advisers, part of The Vanguard Group.
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